Tag Archives: Court system Overview

Interim measures

Interim Measures

Interim Measures. Introduction

Regulation 17 did not directly address the issue of whether the Commission had power to adopt interim measures in relation to a suspected infringement of Article 101 and 102. However, in its 1980 order in the Camera Care case, the Court of Justice held that Article 3(1) of that regulation conferred on the Commission the power to take interim measures 1 .

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The Court held that there might be a need to adopt interim measures: “when the practice of certain undertakings in competition matters has the effect of injuring the interests of some Member States, causing damage to other undertakings, or of unacceptably jeopardising the Community's competition policy”.

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Article 8(1) of Reg. 1/2003 explicitly empowers the Commission to adopt interim measures. It provides that: “In cases of urgency due to the risk of serious and irreparable damage to competition, the Commission, acting on its own initiative may by decision, on the basis of a prima facie finding of infringement, order interim measures”.

Other Considerations

In addition, the Commission has been expressly granted the power to order interim measures by specific regulation, such as Regulation (EC) 659/1999 2 , on the application of rules on State aids control, and Regulation (EEC) 3975/87 concerning the application of competition rules to the air transport sector 3 .

Resources

See Also

References

  • Information about Interim Measures in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Notes


[Note 1]
Case 792/79 R Camera Care [1980] ECR 119.
[Note 2]
Council Regulation (EC) No 659/1999 of 22 March 1999 laying down detailed rules for the application of Article 93 of the EC Treaty (OJ L 83/1, 27. 3. 1999), recital 12: “Whereas in cases of unlawful aid, the Commission should have the right to obtain all necessary information enabling it to take a decision and to restore immediately, where appropriate, undistorted competition; whereas it is therefore appropriate to enable the Commission to adopt interim measures addressed to the Member State concerned; whereas the interim measures may take the form of information injunctions, suspension injunctions and recovery injunctions; whereas the Commission should be enabled in the event of non-compliance with an information injunction, to decide on the basis of the information available and, in the event of non-compliance with suspension and recovery injunctions, to refer the matter to the Court of Justice direct, in accordance with the second subparagraph of Article 93(2) of the Treaty”.
[Note 3]
Council Regulation (EEC) No 3975/87 of 14 December 1987 laying down the procedure for the application of the rules on competition to undertakings in the air transport sector (OJ L 374, 31.12.1987, p. 1-8), as amended by Council Regulation (EEC) No 1284/91 of 14 May 1991(OJ L 122/2, 17.5.1991), Article 4a “Interim measures against anticompetitive practices”: “Without prejudice to the application of Article 4(1), where the Commission has clear prima facie evidence that certain practices are contrary to Article 85 or 86 of the Treaty and have the object or effect of directly jeopardizing the existence of an air service, and where recourse to normal procedures may not be sufficient to protect the air service or the airline company concerned, it may by decision take interim measures to ensure that these practices are not implemented or cease to be implemented and give such instructions as are necessary to prevent the occurrence of these practices until a decision under Article 4(1) is taken.”

Further Reading

  • Information about Interim Measures in “An Introduction to EU Competition Law”, Moritz Lorenz (Cambridge University Press)

Interim measures (“référé”)

This is not an independent form of action. An applicant can only ask for interim measures in parallel to its main action. For instance, with regard to DG Competition's antitrust activities, an applicant can introduce an action for annulment of a prohibition decision imposing a fine on it (main proceedings) and, in parallel, ask the Court to suspend the payment of the fine while the main proceedings are pending. The reason for making such a request for interim measures is that the bringing of the main proceedings does not suspend the obligations under of the Commission's decision (so the company has to pay the fine or give a bank guarantee even if it brings an action for annulment before the Court).

Resources

See Also

References

  • Information about Interim measures in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Interim measures in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Interim measures in the European Union Law

Concept of Interim measures provided by the “Glossary of terms used in EU competition policy” (Antitrust and control of concentrations, published in 2002): 1. Conservatory measures imposed on firms by the Commission in relation to a competition case, in which a final decision on the substance has not been reached yet, in order to avoid anti-competi-tive behaviour leading to irreversible damage before being sanc-tioned. Interim measures may be taken on the Commission's own initiative, but are often requested together with a formal complaint. They can only be granted if the two following conditions are both met: — a firm's behaviour prima facie constitutes an infringement of competition rules, and — there is urgency, that is, a risk of serious and irreparable harm to the applicant.

For instance, a company whose existence is threatened by a poten-tially anti-competitive conduct of another company may request that the Commission investigate the matter under competition law, and in addition ask that the Commission prohibit the conduct in question until the investigation is terminated by a formal decision.

(See: Order of the European Court of Justice in Case 792/97 R Camera Care v Commission [1980] ECR, p. 119, at paragraph 12–21). The Commission can also take interim measures in merger cases in order to prevent the implementation of concentrations before the Commission has cleared them. The merger regulation prohibits the implementation prior to the Commission's authorisation, to avoid irreversible changes to the market structure before it is certain that the conditions for clearing a concentration are actually assembled.

(See: Articles 7 and 8(4) of the merger regulation.) 2. Interim measures can also be granted by the president of the Court of First Instance, to prevent a company from suffering serious and irreparable harm through the enforcement of a Commission decision, the legality of which is challenged by that same company in a main action.

(See: Articles 104–110 of the rules of procedure of the Court of First Instance.)

Request for preliminary ruling

Request for preliminary ruling

Request for preliminary ruling (article 267 TFEU) (“question préjudicielle”)

National courts frequently deal with questions involving EU law. They may then face difficult questions of interpretation of the relevant EU law or even have doubts as to the validity of that legislation or a decision adopted under it. In order to have a uniform interpretation of EU law throughout the EU, the Treaty allows national courts to raise such questions to the Court of Justice. Such requests by a national court to the Court of Justice are the “requests for preliminary ruling “. With regard to DG Competition's activities, this may be for instance a question on the interpretation of a Block Exemption Regulation, or the powers of a NCA in applying EU antitrust law. On average, in the antitrust area, there are 5 to 10 preliminary ruling requests every year.

Resources

See Also

References

  • Information about Request for preliminary ruling in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Request for preliminary ruling in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Oral procedure

Oral procedure

Oral procedure

If the Competition Commissioner considers, after having consulted the President of the Commission, that in view of their economic or political importance the measures in issue should be debated, the oral procedure is used.

Resources

See Also

References

  • Information about Oral procedure in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Oral procedure in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Oral procedure

The second part of the procedure before the General Court and Court of Justice is the oral hearing. A few weeks before the hearing, the Court provides the parties with a “Report for the Hearing”; this Report, drafted by the Judge Rapporteur, is a brief summary of the parties' arguments. Sometimes, the Court may also send a few written questions to the parties, usually to be answered in writing in advance of the hearing or sometimes orally at the hearing. During the hearing, each party presents oral pleadings before the Court – around 30 – 45 minutes is typically allowed in competition cases; parties may then be asked a series of questions by the judges and (in the case of the Court of Justice) the Advocate General (questions are an invariable feature of the hearing before the General Court but not always before the Court of Justice).

Resources

See Also

References

  • Information about Oral procedure in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Oral procedure in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Interventions

Interventions

Interventions

This is not a distinct form of action in itself. With such a procedure, a party having an interest in the outcome a pending case can intervene in the case in support of the applicant or the defendant. The intervention must first be authorised by the Court.

Resources

See Also

References

  • Information about Interventions in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Interventions in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Main types of legal actions

Main types of legal actions

Main types of legal actions

In non-technical terms, the TFEU provides for a number of possible legal actions before the European Courts. The following paragraphs give an idea of the most relevant ones in relation to an antitrust case.

Resources

See Also

References

  • Information about Main types of legal actions in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Main types of legal actions in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Court Procedure

Court Procedure

Procedure

The procedure before the General Court and the Court of Justice is written and (possibly) oral.

Resources

See Also

References

  • Information about Court Procedure in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Court Procedure in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Procedure

The written procedure is particularly important in fact-intensive cases, as many antitrust cases are.

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In direct legal actions (action for annulment, damage claim, failure to act), the written procedure includes a number of successive written pleadings (“mémoires”): – Application (“requête”): starting point of the procedure, the application is the basis of the legal action; – Defence (“défense”): Commission's reply to the application (prepared and sent by the LS with the assistance of DG Competition) – Reply (“réplique”): applicant's reply to the Commission's arguments – Rejoinder (“duplique”): Commission's final reply to the applicant.

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It is to be noted however that the General Court and the Court of Justice try to limit the number of written pleadings (and therefore the volume and length of the procedure). For instance, in appeal cases before the Court of Justice, there is normally only one round of written pleadings (so no reply and no rejoinder, unless decided otherwise by the Court). Similarly, the General Court has created a “fast track procedure” for cases that justify urgent treatment (for DG Competition activities, this may be the case for mergers) 1 ; one feature of this expedited procedure is that there will normally be only one round of written pleadings.

Other Considerations

If a party intervenes in the case, it will lodge a statement in intervention (“mémoire en intervention”), to which the applicant and the defendant will usually be invited to comment on in writing.

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In references for preliminary rulings, the starting point of the case (and accordingly of the written procedure) is the request of the national Court itself. All parties to the national court case are invited by the Court of Justice to submit written observations on the questions referred. In addition all EU institutions and Member States receive a copy of the request for preliminary ruling and have a right to submit written observations to the Court of Justice. The Commission always submits observations in references from national courts.

Resources

See Also

References

  • Information about Court Procedure in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Notes


[Note 1]
Article 76a of the Rules of Procedure of the General Court.

Further Reading

  • Information about Court Procedure in “An Introduction to EU Competition Law”, Moritz Lorenz (Cambridge University Press)

Court procedures

Court procedures

Basic elements of EU Court procedures

The Court procedures are managed by the Legal Service, whose agents represent the Commission. Therefore, the following paragraphs only provide very general information that can be of interest for DG Competition case-teams.

Resources

See Also

References

  • Information about Court procedures in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Court procedures in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Court procedures Chambers

Court procedures Chambers

Chambers

Although it is legally possible that a judgment is delivered by the full Court (the 27 judges), this has become exceptional in practice. Both the General Court and the Court of Justice generally decide cases in Chambers, composed of a more limited number of judges (frequently 3 or 5). Before the General Court, antitrust cases are commonly decided by a 3-judge Chamber. One of the judges is appointed “judge rapporteur” by the Chamber (she/he will be mainly responsible for the case, notably for the drafting of the Report for the Hearing – see below – or the judgment).

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Interim measures are, in principle, decided by the President of the relevant Court.

Resources

See Also

References

  • Information about Court procedures Chambers in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Court procedures Chambers in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Court procedures Language

Court procedures Language

Language

The language of the Court case is the EU official language in which the application before the Court is lodged. The Commission must respond to the application in that language.

Resources

See Also

References

  • Information about Court procedures Language in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Court procedures Language in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)

Damage claims

Damage claims

Damage claims (article 268 TFEU) (“action en dommages et intérêts”)

The applicant requests the Court to find that it has suffered harm as a result of an illegal action of an EU institution and therefore asks the Court to award damages. In relation to DG Competition's activities, such actions have been exceptional.

Resources

See Also

References

  • Information about Damage claims in the Antitrust Manual of Procedures for the application of Articles 101 and 102 TFEU (Internal DG Competition)

Further Reading

  • Information about Damage claims in EU Competition Procedure, 3rd. Edition, Edited by Luis Ortiz Blanco (Oxford University Press)